Our client, an industry leading organization, who are at the cutting edge of e-commerce are currently seeking a highly skilled and experienced Senior Regulatory Executive to join their team. The Senior Regulatory Executive will play a vital role in ensuring the company’s compliance with legal and regulatory obligations. This position offers an excellent opportunity for candidates to contribute to a dynamic and fast-paced environment while working with a team of industry professionals.

Key Responsibilities:

  • Ensuring compliance with relevant legal and regulatory requirements, safeguarding the integrity and reputation of the organization.
  • Staying updated on the latest regulatory developments and best practices in compliance controls, both within the industry and beyond.
  • Assisting in the implementation and monitoring of internal controls, policies, and procedures to ensure adherence to regulatory standards.
  • Contributing to the development and delivery of compliance programs and compiling comprehensive compliance reports.
  • Monitoring legislative and regulatory changes that may impact the company’s operations and providing recommendations to relevant stakeholders.
  • Collaborating with cross-functional teams and regulatory authorities to exchange information, develop relationships, and enhance processes.
  • Conducting internal compliance reviews, performing legislative gap analyses, and preparing risk assessments to support risk mitigation decisions.
  • Preparing regulatory reports, responding to information requests, and providing input on Consultation Papers as required.


  • Minimum of 5 years of experience in a regulatory role, preferably within the financial services sector.
  • Bachelor’s degree in commerce, law, risk management, or a related field.
  • In-depth understanding of legal and regulatory compliance, with a strong grasp of the regulatory frameworks governing investment services.
  • Proficiency in drafting and reviewing legal documents and preparing license applications.
  • Strong knowledge of Microsoft Office and other major office suites.
  • Ability to comprehend and navigate compliance matters in international jurisdictions.
  • Excellent interpersonal skills, with the ability to collaborate effectively with individuals at all levels of the organization.
  • Detail-oriented with exceptional organizational skills, capable of managing multiple priorities simultaneously.
  • Proactive and eager to learn, demonstrating a can-do attitude and a commitment to professional development.
  • Excellent written and verbal communication skills in English.

What’s Desirable:

  • Diploma in Governance Risk and Compliance from the International Compliance Association (ICA) or equivalent qualifications in the compliance field.
  • Familiarity with the MiFID regime and other EU legislations such as EMIR, MiFIR, and MAR.
  • Staying up-to-date with fintech solutions and relevant legislation that may impact the organization.


  • The company offers a competitive market-based salary and an annual performance bonus to recognize valuable contributions. Additionally, health benefits are provided to support employee well-being. The company promotes a comfortable work environment with a casual dress code. Travel and internet allowances are also provided to facilitate professional responsibilities.


We have lots more information on this opportunity. If this opportunity appeals to you, or sounds like someone you know, please apply through this page or send an up-to-date CV quoting the reference number and job title on this advertisement.

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Think Global recruitment (Agy)