As a Regulatory Compliance Executive within this esteemed organization, you will join a team responsible for ensuring adherence to relevant legal and regulatory obligations arising from the company’s licenses. The organization has over 1,000 staff globally and is one of the industry leaders in their space. They have enjoyed incredible growth since their inception over 20 years ago, and offer excellent career growth opportunities to their staff. They are currently expanding globally in Cayman, and many other juriscdtions and it’s wonderful time to join the firm. Full relocation can be provided though of course preference will go to on-island candidates.  

Your Challenges:

  • Ensure ongoing compliance with regulations by staying informed about regulatory developments both within and outside the organization.
  • Keep abreast of evolving best practices in compliance controls.
  • Contribute to the implementation and delivery of compliance programs, and compile comprehensive compliance reports.
  • Monitor legislative and regulatory changes that may impact the company’s operations, and effectively communicate relevant information to key stakeholders, offering recommendations as necessary.
  • Support the implementation and monitoring of internal controls to ensure compliance with regulatory requirements.
  • Develop, maintain, and implement compliance-related policies, conduct internal compliance reviews, and perform gap analyses.
  • Prepare risk assessments to facilitate informed decision-making regarding risk mitigation.
  • Compile regulatory reports, including information requests, data, and responses to Consultation Papers, as required.
  • Participate in internal and external meetings and conferences to exchange information, foster relationships, and contribute to the team’s and company’s interests.


  • Minimum of 5 years of experience in Regulatory Compliance.
  • Bachelor’s degree in commerce, law, or risk management.
  • Strong understanding of legal and regulatory compliance.
  • In-depth knowledge of regulatory frameworks relevant to investment services.
  • Proficiency in drafting and reviewing legal documents and preparing license applications.
  • Familiarity with Microsoft Office and other major office suites.
  • Ability to comprehend and navigate compliance matters in various international jurisdictions.
  • Excellent interpersonal skills with the ability to collaborate effectively across all levels of the organization, demonstrating integrity and maturity.
  • Strong attention to detail and exceptional organizational skills, enabling the management of multiple priorities simultaneously.
  • Proactive and eager to learn, with a can-do attitude and a commitment to career development.
  • Excellent written and spoken English communication skills.

We have lots more information on this opportunity. If this opportunity appeals to you, or sounds like someone you know, please apply through this page or send an up-to-date CV quoting the reference number and job title on this advertisement.

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Whilst we endeavour to respond to all, due to the high volume of applications we receive for each of our vacancies we are unable to reply to individual applications if you do not meet the exact criteria outlined in the Job Description above.

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